A professional who records transfer of securities and corrects problems related to transfer. Responsibilities include:

• Enters information, such as type and amount of securities that client wishes to purchase or sell, into computer terminal.
• Reviews client instructions for transfer of securities.
• Examines securities certificates to verify that information is correct, and mails certificates to department or company specializing in transfer of securities certificates.
• Receives new certificates from department or company, and sends certificates to client to complete transfer.
• Talks with coworkers, including registered representatives to correct problems related to transfer of securities.